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Whether you work for a law firm or an RIA, we've compiled a wealth of resources that all focus on one main goal: helping you enjoy the way you work.

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Archive for the ‘Uncategorized’ Category

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SEC Cybersecurity Audit: What You Should Know

riskassessment.pngAt a Schwab IMPACT conference panel on SEC cybersecurity audits, two panelists, Trevor Hicks, Director of Technology of Wetherby Asset Management and Robert Ross, Chief Compliance Officer of Sontag Advisory, shared their perspectives as a result of undergoing an SEC Cybersecurity Audit. A third panelist, Michelle Jacko, Founder and CEO of Core Compliance & Legal Services, Inc., shared her experience from advising advisors on cybersecurity audits.

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Employee Spotlight: Will Stagl

We are excited to announce a new aspect of our Trumpet Life series: employee spotlights! This series is a chance for our readers and clients to become more familiar with the people on the other side of the phone and computer screen.

We feel it's important to showcase and appreciate our Trumpet family, not only with internal celebrations, but also with you, in order to get to know us better.

So without further ado, let us introduce you to Will Stagl!

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What Can an Oreo Factory Teach RIA Firms About Filing?

This article was originally published January 26, 2015.

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Workflow Automation Might Actually Be Hurting Your Productivity

RIA_Technology_is_an_Employee_Benefit.jpgAs much Trumpet both uses and programs workflow automation and for our clients, there are some "gotchas" that can cause automation to go off of the rails. Here are three ways to ensure the tools you use to increase productivity won’t rob you of it instead.

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How to Start a Cybersecurity Program (Or Convince Your Boss to)

no guard dog-975198-edited.pngOf the 22 SOLUTIONS workshops Charles Schwab conducted in 2016, 90% of RIA business owners surveyed cited cybersecurity as their #1 concern.

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